Learn More - Pre IPO Swap

What is the minimum investment?

Posted by preiposwap on December 8, 2018

The absolute minimum for an investment varies from deal to deal. Sometimes blocks of shares cannot be broken up into smaller sizes. Generally, $50,000 is the minimum but this can be flexible.

Category: Investing Process

Tag: minimum

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Are shares I buy locked?

Posted by preiposwap on December 8, 2018

Shares are not locked so long as you resell them privately, but a sale is not guaranteed. That means there are no restrictions on the securities you buy - you own them. However, should a negative event occur, liquidity may dry up and you would not be able to find buyers (and there are no 'market makers' in private equity markets).

Category: Investing Process

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I am an Accredited Investor because: *

My annual income is greater than $200,000 [a natural person with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year]
My net worth, excluding my primary residence, is greater than $1,000,000 [a natural person who has individual net worth, or joint net worth with the person’s spouse, that exceeds $1 million at the time of the purchase, or has assets under management of $1 million or above, excluding the value of the individual’s primary residence]
I/We are a financial institution such as a bank, insurance company, registered investment company, business development company, or small business investment company
I/We represent an employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million
I/We represent a charitable organization, corporation, or partnership with assets exceeding $5 million
I am a director, executive officer, or general partner of the company selling the securities
I/We represent a business in which all the equity owners are accredited investors
I/We represent a trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes.
NONE OF THE ABOVE APPLY - I AM NOT AN ACCREDITED INVESTOR